James P. Nugent
Professional summary
James Patrick Nugent, who also goes by James Nugent, is a registered financial professional currently at EASTDIL SECURED ADVISORS LLC located in Santa Monica, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2007. James has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Patrick Nugent's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2019 - Present
EASTDIL SECURED ADVISORS LLC
Office #1: 100 Wilshire Blvd., Suite 1500, Santa Monica, CA 90401September 25, 2012 - October 1, 2019
WELLS FARGO SECURITIES, LLC
January 1, 2007 - August 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2019)
(10/21/2019)
(2/7/2020)
(10/3/2019)
(2/12/2020)
Exams
FINRA
Current Firm
EASTDIL SECURED ADVISORS LLC
CRD#: 304434 / SEC#: , 8-70367
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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