Robert Holohan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Holohan, who also goes by Bob Holohan, Robert Patrick Holohan Jr., was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2010. Robert had worked at 4 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2020 - March 19, 2025
OCM INVESTMENTS, LLC
July 30, 2019 - May 18, 2020
CITY NATIONAL SECURITIES, INC.
May 14, 2014 - October 22, 2018
ARES MANAGEMENT CAPITAL MARKETS LLC
March 28, 2011 - May 15, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 2010 - May 15, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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