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RH

Robert Holohan

INDEPENDENT INVESTMENT BANKERS,
San Diego, CA
Some features on this profile are disabled
CRD#: 5245849
RH

Professional summary

Robert Holohan, who also goes by Bob Holohan, Robert Patrick Holohan Jr., is a registered financial professional currently at INDEPENDENT INVESTMENT BANKERS, CORP. located in San Diego, California.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 5 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Holohan | Robert Patrick Holohan Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Holohan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2026 - Present

INDEPENDENT INVESTMENT BANKERS, CORP.

RIA
BD
CRD#: 154134
San Diego, CA
Past

June 1, 2020 - March 19, 2025

OCM INVESTMENTS, LLC

BD
CRD#: 128803
LOS ANGELES, CA
Past

July 30, 2019 - May 18, 2020

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
LOS ANGELES, CA
Past

May 14, 2014 - October 22, 2018

ARES MANAGEMENT CAPITAL MARKETS LLC

BD
CRD#: 166219
LOS ANGELES, CA
Past

March 28, 2011 - May 15, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

November 10, 2010 - May 15, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/25/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/25/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/19/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/30/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

II
INDEPENDENT INVESTMENT BANKERS, CORP.
INDEPENDENT INVESTMENT BANKERS CORP. | INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134 / SEC#: , 8-68609

Arizona
Registered Investment Advisory firm - SEC (7/14/2025 Terminated)
Texas
Registered Investment Advisory firm - SEC (7/14/2025 Termination Requested)
Washington
Registered Investment Advisory firm - SEC (8/14/2025 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
11801 Domain Blvd 3rd Floor, Austin, TX 78758
Mailing Address
2900 North Quinlan Park Rd. Suite# 240-235, Austin, TX 78732
Phone number
(512) 266-3000
Established
Delaware since 04/07/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
IIB HOLDINGS, CORP.OWNER
FICHERA, DANTECEO/CFO3059445
GODDARD, HOUSTON ALLENCCO AND GENERAL COUNSEL1260759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134San Diego, CA

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