William B. Mcdonnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Brian Mcdonnell, who also goes by William B Mcdonnell, William Mcdonnell, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2006. William had worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 62, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2014 - January 9, 2017
PT SECURITIES, LLC
December 20, 2010 - March 11, 2011
WADDELL & REED
December 9, 2010 - March 11, 2011
WADDELL & REED
January 10, 2007 - June 3, 2008
WELLS FARGO INVESTMENTS, LLC
November 29, 2006 - June 3, 2008
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 12/18/2014
Corporate Securities Limited Representative ExaminationCurrent Firm
PT SECURITIES, LLC
CRD#: 169662 / SEC#: , 8-69378
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
