Brendan M. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Matthew Ross, who also goes by Brendan Ross, was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 2008. Brendan had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2014 - June 30, 2014
GROSS DOMESTIC PRODUCT, INC
June 27, 2008 - January 6, 2014
ROSS ASSET ADVISORS, INC.
Primary Firm SEC Registration
GROSS DOMESTIC PRODUCT, INC
CRD#: 147588 / SEC#: 801-133969
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
GROSS DOMESTIC PRODUCT, INC
CRD#: 147588 / SEC#: 801-133969
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 221 |
| AUM (Assets Under Management) | $ 119,695,379 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
