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ZM

Zachary M. Madden

TELEGRAPH HILL BD LLC
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 5242741
ZM

Professional summary

Zachary Martin Madden is a registered financial professional currently at TELEGRAPH HILL BD LLC located in San Francisco, California.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2007. Zachary has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Martin Madden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 2024 - Present

TELEGRAPH HILL BD LLC

Office #1: 535 Mission Street 14th Floor, San Francisco, CA 94105
BD
CRD#: 297701
San Francisco, CA
Past

December 23, 2021 - July 29, 2022

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

March 23, 2015 - September 10, 2020

WEDBUSH SECURITIES INC.

BD
CRD#: 877
LOS ANGELES, CA
Past

October 11, 2007 - July 15, 2008

FINANCIAL WEST GROUP

BD
CRD#: 16668
RENO, NV
Past

January 22, 2007 - October 3, 2007

THE SHEMANO GROUP, INC.

BD
CRD#: 35528
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/16/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/23/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 1/20/2007
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TH
TELEGRAPH HILL BD LLC
TELEGRAPH HILL ADVISORS, LLC | TELEGRAPH HILL BD LLC

CRD#: 297701 / SEC#: , 8-70171

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
535 Mission Street 14th Floor, San Francisco, CA 94105
Mailing Address
535 Mission Street 14th Floor, San Francisco, CA 94105
Phone number
(415) 523-0055
Established
California since 12/13/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TELEGRAPH HILL ADVISORS, LLCOWNER
COURTEN, PHILLIP BRADLEYMANAGING DIRECTOR1567814
COLLINS, ELIZABETH SARAHFINOP, CFO4714831
MOORJANI, DINESH HIRANANDCCO, CTO4707629
SUTHERLAND, SCOTT PATRICKMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER2314007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TELEGRAPH HILL BD LLC

CRD#: 297701San Francisco, CA 94105

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