Lorena Torres Mercado
Professional summary
Lorena Torres Mercado, who also goes by Lorena Torres Mercads, is a registered financial professional currently at INSIGNEO SECURITIES, LLC located in San Juan, .
Lorena is registered as a RR (Registered Representative) and started their career in finance in 2009. Lorena has worked at 7 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lorena Torres Mercado's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2024 - Present
INSIGNEO SECURITIES, LLC
Office #1: 235 Federico Costa St. Parque Las Americas, Suite 101, San Juan, PR 00918December 12, 2013 - December 4, 2024
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
July 11, 2012 - November 13, 2013
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
July 11, 2012 - November 13, 2013
UBS FINANCIAL SERVICES INC.
January 10, 2012 - March 28, 2012
ORIENTAL FINANCIAL SERVICES LLC
May 11, 2010 - November 15, 2011
SAMUEL A. RAMIREZ & COMPANY, INC.
October 30, 2009 - May 12, 2010
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
October 30, 2009 - May 12, 2010
UBS FINANCIAL SERVICES INC.
February 24, 2009 - April 17, 2009
SANTANDER SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2024)
(12/4/2024)
Exams
FINRA
Current Firm
INSIGNEO SECURITIES, LLC
CRD#: 29249 / SEC#: , 8-44166
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO FINANCIAL GROUP LLC | MEMBER - CLASS A | |
| INSIGNEO PUERTO RICO PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| INSIGNEO SECURITIES PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| ARANA LANDAETA, MARIELA CECILIA | HEAD OF CLIENT EXPERIENCE | 4830220 |
| ARNETT, GEORGE WASHINGTON III | GENERAL COUNSEL AND DIRECTOR | 1057806 |
| AVERETT, MICHAEL ROBERT | CHIEF REVENUE OFFICER | 5311774 |
| CANINO QUINONES, LIZMARI | HEAD OF SALES SUPERVISION | 6007866 |
| CAULFIELD, JUSTIN PAUL SR | CHIEF COMPLIANCE OFFICER | 5699024 |
| CEDENO, CLAUDIA | BSA | AML OFFICER | 5235772 |
| CHUANG, ERIC C | REGULATORY AFFAIRS OFFICER | 3215724 |
| EFFIO, TAMARIND | BUSINESS DEVELOPMENT OFFICER | 7255243 |
| HENRIQUEZ, RAUL JR | CHAIRMAN OF THE BOARD | 1647412 |
| NUNEZ, FRANCISCO | DIRECTOR | 8017439 |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIESGO, AHMED | CHIEF INVESTMENT OFFICER | 5020318 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF ACCOUNTING OFFICER / PRINCIPAL FINANCIAL OFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | 4498023 |
| WATSON, CHRISTIAN PIERCE | HEAD OF TRADING | 4917370 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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