Christopher J. Moore
Professional summary
Christopher John Moore, who also goes by Chris Moore, Christopher J Moore, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 3, 2014 - July 11, 2019
UBS FINANCIAL SERVICES INC.
December 10, 2013 - July 11, 2019
UBS FINANCIAL SERVICES INC.
May 23, 2012 - December 3, 2013
SAYBRUS EQUITY SERVICES, LLC
August 18, 2010 - May 3, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
August 26, 2008 - June 4, 2010
WOODBURY FINANCIAL SERVICES, INC.
January 8, 2007 - August 19, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2019)
(9/3/2019)
(8/27/2019)
(7/24/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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