Rhett Plotner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhett Plotner, who also goes by Rhett Phillip Plotner, was a registered financial professional .
Rhett is a previously registered financial professional and started their career in finance in 2006. Rhett had worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 79, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2022 - September 28, 2024
MENTOR SECURITIES, LLC
October 8, 2021 - December 31, 2025
CTX ASSET MANAGEMENT LLC
October 29, 2019 - January 17, 2022
YOUNG AMERICA CAPITAL, LLC
June 5, 2018 - April 24, 2019
RELIANCE WORLDWIDE INVESTMENTS, LLC
February 14, 2013 - December 31, 2013
FIRST LIBERTIES FINANCIAL
September 26, 2011 - July 12, 2012
BEST DIRECT SECURITIES, LLC
April 13, 2011 - December 31, 2012
CONCORDIUS CAPITAL ADVISORS
April 13, 2011 - September 27, 2011
RAINMAKER SECURITIES, LLC
December 8, 2006 - June 24, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
MENTOR SECURITIES, LLC
CRD#: 147682 / SEC#: 801-72714, 8-67923
Contact information
Red Flags
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