Billy Wong
Professional summary
Billy Wong is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York and TZ CLEAR LLC located in Brooklyn, New York.
Billy is registered as a RR (Registered Representative) and started their career in finance in 2007. Billy has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Billy Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2019 - Present
TRADEZERO AMERICA, INC.
Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232April 15, 2024 - Present
TZ CLEAR LLC
Office #1: 67 35th Street Suite 450a, Brooklyn, NY 11232-0700February 8, 2019 - September 26, 2019
SIDOTI & COMPANY, LLC
August 13, 2018 - January 4, 2019
AEGIS CAPITAL CORP.
November 7, 2017 - August 14, 2018
FOUR POINTS CAPITAL PARTNERS LLC
January 3, 2007 - August 1, 2013
SHEARMAN, RALSTON INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2019)
Exams
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
Current Firm
TZ CLEAR LLC
CRD#: 8089 / SEC#: , 8-24511
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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