Juan C. Cantu Gonzalez

GFS ADVISORS LLC

Houston, TX 77056

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CRD#: 5241376

Professional summary

Juan Carlos Cantu Gonzalez, CFA, who also goes by Juan Carlos Cantu, Juan Carlos Cantu, is a registered financial advisor currently at GFS ADVISORS LLC located in Houston, Texas and GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Juan has worked at 2 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan Carlos Cantu | Juan Carlos Cantu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WRITER, SELF-PUBLISHER. NON-INVESTMENT RELATED. ADDRESS: 12406 ACACIA ARBOR LN., HOUSTON, TX 77041. STARTED: 07/01/2013. APPROXIMATE 1-5 HOURS PER MONTH DEVOTED TO THIS ACTIVITY OUTSIDE OF SECURITIES TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Carlos Cantu Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

March 15, 2013 - Present

GFS ADVISORS LLC

Office #1: 1330 Post Oak Blvd., Suite 2100, Houston, TX 77056

RIA

CRD#: 143110

Houston, TX

Current

April 18, 2007 - Present

GLOBAL FINANCIAL SERVICES, L.L.C.

Office #1: 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019Office #2: 1330 Post Oak Boulevard Suite 2100, Houston, TX 77056

CRD#: 35699

Houston, TX

Past

July 18, 2007 - August 5, 2008

GLOBAL FINANCIAL SERVICES, L.L.C.

RIA

CRD#: 35699

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GFS ADVISORS LLC

CRD#: 143110 / SEC#: 801-67899

RIA

Registered Investment Advisory firm - (5/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/29/2013)

California
(10/29/2013)

IAR

California
(12/19/2019)

Colorado
(10/29/2013)

IAR

Colorado
(12/19/2019)

Delaware
(12/19/2019)

Florida
(10/29/2013)

IAR

Florida
(3/2/2020)

Georgia
(10/29/2013)

IAR

Kentucky
(12/19/2019)

Kentucky
(12/23/2019)

Maryland
(10/29/2013)

Massachusetts
(10/29/2013)

Michigan
(7/19/2017)

Missouri
(9/5/2017)

New York
(10/29/2013)

North Carolina
(4/15/2016)

Pennsylvania
(12/11/2013)

Texas
(7/18/2007)

IAR

Texas
(3/15/2013)

Virginia
(10/29/2013)

Wyoming
(3/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/15/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/17/2007

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

GFS ADVISORS LLC

CRD#: 143110 / SEC#: 801-67899

RIA

Registered Investment Advisory firm - (5/21/2007 Approved)

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Contact information

Main Address

1330 Post Oak Blvd., Suite 2100, Houston, TX 77056

Mailing Address

Phone number

(713) 968-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2022-03-31 GFSA FORM ADV PART 2A - FIRM BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	724
AUM (Assets Under Management)	$ 3,268,787,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Juan C. Cantu Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Carlos Cantu Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL SERVICES, L.L.C.

GLOBAL FINANCIAL SERVICES, L.L.C.

Primary Firm SEC Registration

GFS ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2007

SIE

Date: 10/1/2018

Series 3

Date: 5/15/2008

Series 7

Date: 4/17/2007

FINRA

Nasdaq Stock Market

Current Firm

GFS ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GFS ADVISORS LLC

TRUST BUT VERIFY

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