Joseph T. Tantarelli

CCO CAPITAL

Phoenix, AZ 85016-4258

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CRD#: 5240840

Professional summary

Joseph Thomas Tantarelli is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2006. Joseph has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Thomas Tantarelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2014 - Present

CCO CAPITAL, LLC

Office #1: 2398 East Camelback Rd. 4th Floor, Phoenix, AZ 85016-4258Office #2: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016

CRD#: 31147

Phoenix, AZ

Past

April 3, 2008 - July 28, 2014

WALTON SECURITIES, INC.

CRD#: 143763

SCOTTSDALE, AZ

Past

November 10, 2006 - March 31, 2008

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/18/2019)

Arizona
(8/4/2014)

California
(6/11/2015)

Colorado
(4/11/2023)

Hawaii
(4/11/2023)

Idaho
(4/11/2023)

Nebraska
(4/11/2023)

Nevada
(6/11/2015)

New Mexico
(4/11/2023)

Oregon
(1/18/2019)

Utah
(4/11/2023)

Washington
(1/18/2019)

Exams

State Security Law Exam

Series 63

Date: 11/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CCO CAPITAL, LLC

CCO CAPITAL, LLC | COLE CAPITAL CORPORATION

CRD#: 31147 / SEC#: , 8-45375

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016

Mailing Address

2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016

Phone number

(602) 778-6312

Established

Delaware since 02/01/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CCO CAPITAL HOLDINGS, LLC	OWNER
BECERRIL, CRYSTAL L	FINOP	7037197
BECERRIL, CRYSTAL L	PRINCIPAL OPERATIONS OFFICER	7037197
BECERRIL, CRYSTAL L	PRINCIPAL FINANCIAL OFFICER	7037197
DEMBO, JORDAN	SECRETARY	7408267
SOMERS, AARON GEORGE	DEPUTY CHIEF COMPLIANCE OFFICER	3145910
TERRY, JOSEPH DEAN	CHIEF COMPLIANCE OFFICER	4612910
VANDE KROL, EMILY L	PRESIDENT	5595099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph T. Tantarelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Thomas Tantarelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

CCO CAPITAL, LLC

WALTON SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/28/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/4/2008

Series 6

Date: 11/9/2006

FINRA

Current Firm

CCO CAPITAL, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CCO CAPITAL, LLC

TRUST BUT VERIFY

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