Eric W. Seifert
Professional summary
Eric W Seifert, who also goes by Eric William Seifert, Eric Seifert, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Overland Park, Kansas.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 6 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric W Seifert's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2019 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 7500 College Blvd Ste 1170, Overland Park, KS 66210May 21, 2018 - September 30, 2019
GEORGE K. BAUM & COMPANY
July 20, 2009 - May 10, 2018
FIRST BANKERS' BANC SECURITIES, INC
July 25, 2008 - July 10, 2009
AMERICAN CENTURY INVESTMENT SERVICES INC.
April 2, 2008 - May 1, 2008
EDWARD JONES
February 8, 2008 - April 1, 2008
EMPIRE SECURITIES CORPORATION
May 15, 2007 - August 15, 2007
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2021)
(5/13/2022)
(10/1/2019)
(4/1/2025)
(10/1/2019)
(12/13/2024)
(10/1/2019)
(10/30/2024)
(7/29/2020)
(10/1/2019)
(10/1/2019)
(10/4/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
