Juan F. Polanco
Professional summary
Juan Francisco Polanco, who also goes by Juan F Polanco, is a registered financial advisor currently at OPTIMO CAPITAL located in San Francisco, California.
Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Juan has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Juan Francisco Polanco's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2017 - Present
OPTIMO CAPITAL
Office #1: 2443 Fillmore St #380-1253, San Francisco, CA 94115April 25, 2014 - December 31, 2015
NU-GEN CAPITAL
March 13, 2012 - September 18, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
March 12, 2012 - September 18, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
January 17, 2012 - February 24, 2012
WADDELL & REED
October 3, 2011 - February 24, 2012
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/17/2017)
Exams
Current Firm
OPTIMO CAPITAL
CRD#: 288421 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
