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AC

Adam J. Colombo

STRATEGIC ADVISERS LLC
NASHVILLE, TN
Some features on this profile are disabled
CRD#: 5239110
AC

Professional summary

Adam James Colombo, who also goes by Adam J Colombo, Adam James Colombo, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Nashville, Tennessee and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Adam has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Adam J Colombo | Adam James Colombo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-107110|OrgNmn:Taylor Germantown HOA|Org Addr:Nashville,Tennessee,US|OBA Nature:Board Member|Invst Rel:Y|Title:Board Member|Duties:Voting Board Member of HOA|StrtDt:03-27-24|TotHrs/mon:1|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam James Colombo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
NASHVILLE, TN
Current

January 5, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917
BD
CRD#: 7784
Smithfield, RI
Past

November 10, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
NASHVILLE, TN
Past

July 8, 2020 - December 22, 2021

MORGAN STANLEY

RIA
CRD#: 149777
Nashville, TN
Past

July 8, 2020 - December 22, 2021

MORGAN STANLEY

BD
CRD#: 149777
Nashville, TN
Past

August 27, 2018 - January 7, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PORTLAND, OR
Past

August 27, 2018 - January 7, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PORTLAND, OR
Past

October 14, 2016 - August 20, 2018

M HOLDINGS SECURITIES, INC.

RIA
CRD#: 43285
PORTLAND, OR
Past

October 12, 2016 - August 20, 2018

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PORTLAND, OR
Past

August 21, 2013 - October 12, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN LEANDRO, CA
Past

August 21, 2013 - October 12, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN LEANDRO, CA
Past

January 3, 2011 - March 28, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PLEASANT HILL, CA
Past

January 3, 2011 - March 28, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PLEASANT HILL, CA
Past

June 24, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
PLEASANT HILL, CA
Past

June 24, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
PLEASANT HILL, CA
Past

December 1, 2007 - April 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN JOSE, CA
Past

October 31, 2007 - April 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN JOSE, CA
Past

December 1, 2006 - July 31, 2007

MAGUIRE INVESTMENTS, INC.

BD
CRD#: 18
SANTA MARIA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(1/5/2022)
RR
Tennessee
(1/5/2022)
IAR
Tennessee
(3/31/2025)
RR
Texas
(1/5/2022)
RR
Utah
(1/5/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/28/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/14/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/12/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/30/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/4/2016
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/5/2013
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/18/2013
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Nashville, TN

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