David A. Blalock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Austin Blalock, who also goes by David Blalock, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 56, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2017 - July 24, 2018
GREAT POINT CAPITAL LLC
September 15, 2014 - September 27, 2017
QUASAR TRADING, LLC
October 12, 2012 - August 8, 2014
QUASAR TRADING, LLC
June 11, 2007 - June 6, 2008
WADDELL & REED
May 22, 2007 - June 6, 2008
WADDELL & REED
October 24, 2006 - December 19, 2006
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 3/23/2013
Proprietary Trader Qualification ExaminationCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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