Andres E. Sandate

GPWA

Smyrna, GA

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CRD#: 5238027

Professional summary

Andres Esteban Sandate is a registered financial advisor currently at GPWA, LLC located in Smyrna, Georgia.

Andres is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andres has worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Esteban Sandate's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Andres Esteban Sandate's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2023 - Present

GPWA, LLC

RIA

CRD#: 170171

Smyrna, GA

Current

August 14, 2023 - Present

GPWA, LLC

Office #1: 2400 Barton Ave., Nashville, TN 37212

RIA

CRD#: 170171

Nashville, TN

Past

January 12, 2019 - August 27, 2020

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

Atlanta, GA

Past

January 11, 2017 - September 1, 2017

TUXEDO CAPITAL PARTNERS, LLC

CRD#: 165049

ATLANTA, GA

Past

September 29, 2015 - February 24, 2016

WHETSTONE CAPITAL ADVISORS

RIA

CRD#: 155414

MISSION WOODS, KS

Past

November 14, 2014 - July 30, 2015

AXIOM CAPITAL MANAGEMENT, INC.

CRD#: 26580

NEW YORK, NY

Past

January 18, 2013 - December 24, 2014

AURORA CAPITAL LLC

CRD#: 37924

BRIDGEHAMPTON,, NY

Past

January 10, 2013 - December 31, 2014

ENDURANCE STRATEGIES INSTITUTIONAL CONSULTING GROUP, LLC

RIA

CRD#: 165786

SMYRNA, GA

Past

March 5, 2012 - October 2, 2012

ALPHA STRATEGIES INVESTMENT CONSULTING

RIA

CRD#: 151782

LADERA RANCH, CA

Past

April 28, 2010 - September 27, 2011

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

SMYRNA, GA

Past

March 26, 2008 - January 6, 2010

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

May 15, 2007 - August 22, 2007

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(8/23/2023)

IAR

Georgia
(8/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2023

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/6/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/7/2022

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 8/7/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 9/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GPWA, LLC

GPWA, LLC | GRAMERCY PARK WEALTH ADVISORS, LLC

CRD#: 170171 / SEC#: , 8-69413

Georgia

Registered Investment Advisory firm - SEC (2/15/2023 Approved)

Michigan

Registered Investment Advisory firm - SEC (11/28/2018 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (10/2/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2400 Barton Ave., Nashville, TN 37212

Mailing Address

2400 Barton Ave., Nashville, TN 37212

Phone number

(615) 424-2118

Established

Tennessee since 01/29/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
COTE, BRIAN JOSEPH	CEO/ CCO	4218494
BEATON, DANIEL STEWART	FINOP	4240769

Regulatory assets under management

Total Number of Accounts	321
AUM (Assets Under Management)	$ 88,197,399

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andres E. Sandate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Esteban Sandate's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Andres Esteban Sandate's CRS (Customer Relationship Summary).

Certified licenses

Experience

GPWA, LLC

AGES FINANCIAL SERVICES, LTD.

TUXEDO CAPITAL PARTNERS, LLC

WHETSTONE CAPITAL ADVISORS

AXIOM CAPITAL MANAGEMENT, INC.

AURORA CAPITAL LLC

ENDURANCE STRATEGIES INSTITUTIONAL CONSULTING GROUP, LLC

ALPHA STRATEGIES INVESTMENT CONSULTING

PATRICK CAPITAL MARKETS, LLC

MORGAN KEEGAN & COMPANY, LLC

TRUIST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2023

Series 65

Date: 10/6/2011

Series 63

Date: 6/4/2010

Series 7TO

Date: 8/7/2022

Series 79TO

Date: 8/7/2022

SIE

Date: 9/1/2017

Series 7

Date: 5/14/2007

FINRA

Current Firm

GPWA, LLC

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

GPWA, LLC

TRUST BUT VERIFY

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