Kevin A. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin A Perry, who also goes by Kevin Lawrence Winston, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2008. Kevin had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2011 - November 16, 2011
QUEST CAPITAL STRATEGIES, INC.
January 20, 2011 - December 12, 2012
QUEST CAPITAL STRATEGIES, INC.
March 5, 2010 - January 14, 2011
MSI FINANCIAL SERVICES, INC.
March 3, 2010 - January 14, 2011
MSI FINANCIAL SERVICES, INC.
February 4, 2009 - March 5, 2010
ON INVESTMENT MANAGEMENT CO
February 4, 2009 - March 5, 2010
THE O.N. EQUITY SALES COMPANY
February 19, 2008 - June 24, 2008
EDWARD JONES
January 7, 2008 - June 24, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
