Michael P. Stark
Professional summary
Michael Patrick Stark, who also goes by Michael Stark, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Evergreen, Colorado and TRANSAMERICA INVESTORS SECURITIES, LLC located in Denver, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Stark's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2024 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
June 3, 2024 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 1801 California St. Suite 5200, Denver, CO 80202February 6, 2023 - December 31, 2023
CLARK BROTHERS INVESTMENTS
February 1, 2023 - February 1, 2023
CLARK BROTHERS INVESTMENTS
September 17, 2019 - February 15, 2023
SPC
September 17, 2019 - February 15, 2023
SIGMA FINANCIAL CORPORATION
May 29, 2014 - September 19, 2019
WELLS FARGO CLEARING SERVICES, LLC
May 16, 2014 - September 19, 2019
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - April 10, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - April 10, 2014
J.P. MORGAN SECURITIES LLC
April 26, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 8, 2006 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2024)
(6/4/2024)
(6/4/2024)
Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
