DD
Derrick Dehaan
SPC
ORANGE CITY, IA 51041
Some features on this profile are disabled
CRD#: 5237681
DD
Professional summary
Derrick Dehaan is a registered financial advisor currently at SPC located in Orange City, Iowa and PARKLAND SECURITIES, LLC located in Orange City, Iowa.
Derrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Derrick has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA - Cornerstone Financial Advisors, Inc. - offering financial services. Owner, Chairman, President, Secretary and Treasurer. Start date: 1/1/20, approx. 260 hrs/mo with 53% during mkt hrs. INV REL: Y 2. AGENT FOR LIFE, ACCIDENT AND HEALTH. 3. President, Secretary & Treasurer - Cornerstone Realty, LLC, a single member LLC owned by spouse. Collects rent for utilization of commercial office building. Start date: 5/29/17, approx. 10 hrs/mo, none during mkt hrs. 4. Treasurer of H&L Farms, LLC. Responsible for deposits/bill payments for family-owned entity. Start date: 1/1/20, approx. 5 hrs/mo, none during mkt hrs. 5. Notary public in the State of Iowa. Provide notary services. Commission ends 10/12/2024. Start date: 9/22/1997, less than 1 hr/mo, all during mkt hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Dehaan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2008 - Present
SPC
Office #1: 219 Central Avenue Se, Orange City, IA 51041RIA
CRD#: 110692
ORANGE CITY, IA
Current
October 23, 2006 - Present
PARKLAND SECURITIES, LLC
Office #1: 219 Central Avenue Se, Orange City, IA 51041BD
CRD#: 115368
Orange City, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/15/2025)
RR
California(1/4/2017)
RR
Colorado(9/24/2012)
RR
Florida(2/3/2022)
RR
Illinois(1/4/2024)
RR
Iowa(10/31/2006)
IAR
Iowa(5/20/2008)
RR
Michigan(1/4/2024)
RR
Minnesota(1/3/2007)
RR
Missouri(2/3/2022)
RR
Montana(8/19/2022)
RR
South Dakota(1/2/2014)
RR
Virginia(1/9/2023)
RR
Washington(8/15/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Orange City, IA 51041TRUST BUT VERIFY
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