Katharine E. Cameron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katharine Elizabeth Cameron, who also goes by Katie Cameron, was a registered financial professional .
Katharine is a previously registered financial professional and started their career in finance in 2007. Katharine had worked at 5 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2011 - September 8, 2012
SELECT CAPITAL CORPORATION
September 20, 2010 - July 26, 2011
NELSONREID, INC.
December 1, 2009 - April 16, 2010
WORKMAN SECURITIES CORPORATION
January 29, 2008 - October 5, 2009
CAPWEST SECURITIES, INC.
February 13, 2007 - December 11, 2007
DIRECT CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SELECT CAPITAL CORPORATION
CRD#: 145997 / SEC#: , 8-67772
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
