Brenda M. Key
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Mary Key, who also goes by Brenda M Calder, Brenda Mary Fusco, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 2007. Brenda had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2019 - June 13, 2022
FISHER FINANCIAL ADVISORS LLC
April 21, 2011 - June 7, 2022
PURSHE KAPLAN STERLING INVESTMENTS
June 1, 2009 - April 29, 2011
MORGAN STANLEY
June 1, 2009 - April 29, 2011
MORGAN STANLEY
October 25, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 18, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER FINANCIAL ADVISORS LLC
CRD#: 289411 / SEC#: 801-111086
Contact information
Regulatory assets under management
| Total Number of Accounts | 775 |
| AUM (Assets Under Management) | $ 180,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/19/2023 | ||
| 05/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
