James M. King

JMK & ASSOCIATES

Spokane, WA 99202

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CRD#: 5236222

Professional summary

James Madison King, who also goes by James King, Jimmy King, is a registered financial advisor currently at JMK & ASSOCIATES, LLC located in Spokane, Washington and LPL FINANCIAL LLC located in Colville, Washington.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James King | Jimmy King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Madison King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2021 - Present

JMK & ASSOCIATES, LLC

Office #1: 102 East Main Street, Spokane, WA 99202

RIA

CRD#: 312760

Spokane, WA

Current

April 27, 2016 - Present

LPL FINANCIAL LLC

Office #1: 982 A South Main St., Colville, WA 99114Office #2: 102 E Main Ave., Spokane, WA 99202

RIA

CRD#: 6413

Colville, WA

Past

May 16, 2016 - June 30, 2021

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Spokane, WA

Past

January 5, 2007 - May 12, 2016

WADDELL & REED

RIA

CRD#: 866

SPOKANE, WA

Past

November 8, 2006 - May 12, 2016

WADDELL & REED

CRD#: 866

SPOKANE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JMK & ASSOCIATES, LLC

CRD#: 312760 / SEC#: 801-120424

RIA

Registered Investment Advisory firm - (3/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/27/2016)

Colorado
(4/27/2016)

Florida
(10/31/2018)

Idaho
(4/27/2016)

Oregon
(4/27/2016)

Pennsylvania
(11/22/2022)

South Carolina
(11/6/2019)

IAR

Texas
(4/14/2025)

Virginia
(3/24/2017)

Washington
(4/27/2016)

IAR

Washington
(3/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

JMK & ASSOCIATES, LLC

CRD#: 312760 / SEC#: 801-120424

RIA

Registered Investment Advisory firm - (3/9/2021 Approved)

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Contact information

Main Address

102 East Main Street, Spokane, WA 99202

Mailing Address

Phone number

(509) 703-7771

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A FIRM DISCLOSURE BROCHURE WITH APPENDIX I (WRAP FEE PROGRAM) (1/13/2026)

Regulatory assets under management

Total Number of Accounts	1,459
AUM (Assets Under Management)	$ 268,371,774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James M. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Madison King's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

JMK & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2006

FINRA

Current Firm

JMK & ASSOCIATES, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JMK & ASSOCIATES, LLC

TRUST BUT VERIFY

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