James Madison King
Professional Summary
James Madison King, who also goes by James King, Jimmy King, is a registered financial advisor currently at JMK & ASSOCIATES, LLC located in Spokane, Washington and LPL FINANCIAL LLC located in Colville, Washington. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James King, Jimmy King
Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
Years of Experience
20 years in the financial services industry
Current & Past Employments
Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
Current Firm
JMK & ASSOCIATES, LLC
Contact Information
Main Address
102 East Main Street, Spokane, WA 99202Phone Number
(509) 703-7771# of Employees
4SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,459AUM (Assets Under Management)
$268,371,774Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
Primary Firm SEC Registration
JMK & ASSOCIATES, LLC
State Registrations and Notice Filings
(4/27/2016)
(4/27/2016)
(10/31/2018)
(4/27/2016)
(4/27/2016)
(11/22/2022)
(11/6/2019)
(4/14/2025)
(3/24/2017)
(4/27/2016)
(3/11/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
CRS (Client Relationship Summary) - RIA
Click below to view James Madison King's CRS (Customer Relationship Summary).
Similar Advisors
KJH FINANCIAL SERVICES
DAKOTA WEALTH, LLC
ORION WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
