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DJ

Diying Ji

CHINA RENAISSANCE SECURITIES (US)
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 5236021
DJ

Professional summary

Diying Ji, who also goes by Ella Ji, is a registered financial professional currently at CHINA RENAISSANCE SECURITIES (US) INC. located in New York, New York.

Diying is registered as a RR (Registered Representative) and started their career in finance in 2006. Diying has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ella Ji

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diying Ji's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 28, 2015 - Present

CHINA RENAISSANCE SECURITIES (US) INC.

Office #1: 295 Madison Avenue 18th Floor, New York, NY 10017
BD
CRD#: 166318
NEW YORK, NY
Past

January 14, 2008 - July 6, 2015

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

December 14, 2006 - January 14, 2008

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/28/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 12/29/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/13/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/16/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CR
CHINA RENAISSANCE SECURITIES (US) INC.
CHINA RENAISSANCE SECURITIES (US) INC.

CRD#: 166318 / SEC#: , 8-69197

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
295 Madison Avenue 18th Floor, New York, NY 10017
Mailing Address
295 Madison Avenue 18th Floor, New York, NY 10017
Phone number
(212) 554-2960
Established
New York since 08/23/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CHINA RENAISSANCE HOLDINGS LIMITEDSOLE SHAREHOLDER
CHIN, PHYLLIS NYUK FAHFINOP6250921
GANZ, NICHOLAS THOMASGENERAL COUNSEL/CHIEF COMPLIANCE OFFICER1503100
HONG, JONATHAN DEANCHIEF EXECUTIVE OFFICER/PRESIDENT3142100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHINA RENAISSANCE SECURITIES (US) INC.

CRD#: 166318New York, NY 10017

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