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JC

Jennifer M. Caruso

MORTON WEALTH
Calabasas, CA 91301
Some features on this profile are disabled
CRD#: 5236017
JC

Professional summary

Jennifer Marie Caruso, who also goes by Jennifer Marie Aldridge, Jennifer Marie Caruso-aldridge, is a registered financial advisor currently at MORTON WEALTH located in Calabasas, California.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jennifer has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer Marie Aldridge | Jennifer Marie Caruso-Aldridge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
self-employed real estate agent, 07/2016 to present; investment-related; White House Properties, 3825 E. Thousand Oaks Blvd, Westlake Village, CA 91362. 4-8 hours per week, non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Marie Caruso's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2023 - Present

MORTON WEALTH

Office #1: 27200 Agoura Road Suite 200, Calabasas, CA 91301
RIA
CRD#: 141250
Calabasas, CA
Past

November 13, 2017 - August 14, 2023

MANCHESTER FINANCIAL INC

RIA
CRD#: 106071
WESTLAKE VILLAGE, CA
Past

May 22, 2015 - July 14, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WESTLAKE VILLAGE, CA
Past

March 3, 2010 - April 16, 2014

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
WESTLAKE VILLAGE, CA
Past

April 17, 2009 - April 22, 2009

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
WESTLAKE VILLAGE, CA
Past

July 1, 2008 - December 16, 2008

INVESTORS SECURITY COMPANY, INC.

BD
CRD#: 2331
RICHMOND, VA
Past

November 10, 2006 - August 30, 2007

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MORTON WEALTH
MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA
Registered Investment Advisory firm - (7/1/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/18/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/10/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/26/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/14/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/9/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MW
MORTON WEALTH
MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA
Registered Investment Advisory firm - (7/1/2006 Approved)
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Contact information

Main Address
27200 Agoura Road Suite 200, Calabasas, CA 91301
Mailing Address
Phone number
(818) 222-4727
Established
Firm type
Fiscal year end
# of Employees
57

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MORTON CAPITAL BROCHURE MAY 2020 (5/15/2025)

Regulatory assets under management

Total Number of Accounts3,622
AUM (Assets Under Management)$ 2,956,328,474

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/31/2025
Cover Page
Report
10/30/2023
Cover Page
Report
06/21/2023
Cover Page
Report
02/14/2023
Cover Page
Report
11/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORTON WEALTH

CRD#: 141250Calabasas, CA 91301

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