MS
Matthew S. Shaw
J. W. COLE ADVISORS
DOYLESTOWN, PA 18901
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CRD#: 5232770
MS
Professional summary
Matthew Scott Shaw, CFP® is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Doylestown, Pennsylvania and J.W. COLE FINANCIAL, INC. located in Doylestown, Pennsylvania.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE SALES, N. Main Street, Suite 210, Doylestown, PA 18901
2) VERITAS STRETEGIES - INVESTMENT RELATED - 18 N MAIN STREET SUITE 210 DOYLESTOWN, PA 18901 - 10/19/1998 - DBA FOR SECURITIES/ADVISORY BUSINESS - 160 HRS PER WEEK - 140 HRS DURING TRADING HRS
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Scott Shaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
July 18, 2014 - Present
J. W. COLE ADVISORS, INC.
Office #1: 18 North Main Street Suite 210, Doylestown, PA 18901RIA
CRD#: 112294
DOYLESTOWN, PA
Current
July 18, 2014 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 18 North Main Street Suite 210, Doylestown, PA 18901BD
CRD#: 124583
Doylestown, PA
Past
July 2, 2012 - July 24, 2014
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
DOYLESTOWN, PA
Past
June 21, 2012 - July 24, 2014
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
DOYLESTOWN, PA
Past
October 15, 2008 - August 19, 2010
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
WEST CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/8/2017)
RR
California(1/2/2020)
RR
Colorado(1/4/2016)
RR
Delaware(4/24/2018)
RR
Florida(1/2/2020)
RR
Kentucky(9/21/2018)
RR
Michigan(2/10/2023)
RR
New Jersey(7/18/2014)
RR
New Mexico(1/4/2016)
RR
New York(7/18/2014)
RR
North Carolina(2/21/2025)
RR
Pennsylvania(7/18/2014)
IAR
Pennsylvania(7/18/2014)
RR
South Carolina(5/11/2016)
RR
Texas(2/28/2017)
IAR
Texas(10/21/2025)
RR
Virginia(9/11/2018)
RR
Washington(9/23/2022)
RR
Wisconsin(2/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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