Kristan S. Droter
Professional summary
Kristan Slade Droter, who also goes by Kristan M Slade, Kristan Margretta Slade, is a registered financial professional currently at CAPITAL ONE SECURITIES, INC. located in New York, New York and KIPPSDESANTO & COMPANY located in Mclean, Virginia.
Kristan is registered as a RR (Registered Representative) and started their career in finance in 2020. Kristan has worked at 4 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristan Slade Droter's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2020 - Present
CAPITAL ONE SECURITIES, INC.
Office #1: 299 Park Avenue 28th Floor, New York, NY 10171May 18, 2022 - Present
KIPPSDESANTO & COMPANY
Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102May 18, 2022 - Present
TRIPLETREE, LLC
Office #1: 299 Park Avenue 14th Floor, New York, NY 10171May 20, 2020 - October 12, 2020
RAYMOND JAMES & ASSOCIATES, INC.
January 24, 2020 - October 12, 2020
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2020)
(12/8/2020)
(5/18/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/24/2020
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TRIPLETREE, LLC
CRD#: 42820 / SEC#: , 8-50015
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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