Matthew C. Andrews
Professional summary
Matthew Chase Andrews is a registered financial advisor currently at PRIVATE CAPITAL ADVISORS, INC. located in Darien, Connecticut.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Chase Andrews's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2014 - Present
PRIVATE CAPITAL ADVISORS, INC.
Office #1: 23 Old Kings Highway South Suite 200, Darien, CT 06820November 8, 2012 - January 2, 2015
COWEN PRIME SERVICES LLC
July 13, 2011 - November 14, 2012
OHANESIAN / LECOURS, INC.
February 21, 2008 - October 19, 2009
KAUFMAN BROS., L.P.
Primary Firm SEC Registration
PRIVATE CAPITAL ADVISORS, INC.
CRD#: 125771 / SEC#: 801-61877
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/20/2021)
(9/20/2021)
(9/17/2021)
(7/14/2014)
Exams
Current Firm
PRIVATE CAPITAL ADVISORS, INC.
CRD#: 125771 / SEC#: 801-61877
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 256 |
| AUM (Assets Under Management) | $ 1,011,614,356 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 08/29/2023 | ||
| 03/16/2023 |
Red Flags
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