Elizabeth A. Lafontaine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Lafontaine, who also goes by Elizabeth Lafontaine, Elizabeth Ann Madden, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 2006. Elizabeth had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2018 - August 28, 2019
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 16, 2016 - July 18, 2018
OSAIC FA, INC.
May 16, 2016 - July 18, 2018
OSAIC FA, INC.
January 6, 2015 - May 3, 2016
OSAIC FA, INC.
December 22, 2014 - May 3, 2016
OSAIC FS, INC.
December 22, 2014 - May 3, 2016
OSAIC FA, INC.
February 5, 2014 - December 10, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 5, 2014 - December 10, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 19, 2012 - July 16, 2013
STRATEGIC ADVISERS LLC
August 4, 2008 - July 15, 2013
FIDELITY BROKERAGE SERVICES LLC
October 26, 2006 - December 14, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
