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SG

Sara A. Galvin

ATCAP PARTNERS
ROCKVILLE, MD 20850
Some features on this profile are disabled
CRD#: 5231759
SG
Sara Alluisi GalvinATCAP PARTNERS

Professional summary

Sara Alluisi Galvin, who also goes by Sara Marie Alluisi, is a registered financial advisor currently at ATCAP PARTNERS, LLC located in Rockville, Maryland and CEROS FINANCIAL SERVICES, INC. located in Norfolk, Virginia.

Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Sara has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

Aliases

Sara Marie Alluisi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Alluisi Galvin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2026 - Present

ATCAP PARTNERS, LLC

Office #1: 1445 Research Boulevard #530, Rockville, MD 20850
RIA
CRD#: 158214
ROCKVILLE, MD
Current

September 28, 2020 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 999 Waterside Drive, Suite 435, Norfolk, VA 23510
BD
CRD#: 37869
NORFOLK, VA
Past

February 22, 2023 - April 1, 2026

RESOURCE 1, INC.

RIA
CRD#: 115816
NORFOLK, VA
Past

March 13, 2009 - April 22, 2010

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
VIRGINIA BEACH, VA
Past

February 26, 2007 - March 13, 2009

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
VIRGINIA BEACH, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA
Registered Investment Advisory firm - (7/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(3/11/2021)
IAR
Virginia
(4/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/11/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/30/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/28/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/26/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/23/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/17/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/6/2008
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA
Registered Investment Advisory firm - (7/25/2011 Approved)
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Contact information

Main Address
1445 Research Boulevard #530, Rockville, MD 20850
Mailing Address
Phone number
(866) 842-3356
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ATCAP PARTNERS- JULY 2022 (3/25/2025)

Regulatory assets under management

Total Number of Accounts220
AUM (Assets Under Management)$ 62,948,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATCAP PARTNERS, LLC

CRD#: 158214Rockville, MD 20850

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