JR
Jeffrey P. Russell
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
HAMPDEN, ME 04444
Some features on this profile are disabled
CRD#: 5231674
JR
Professional summary
Jeffrey Pratt Russell is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Hampden, Maine and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Hampden, Maine.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CAMP CAPELLA, INC. BANGOR, ME. STARTED 03/2012 AS BOARD MEMBER/VP. SPENDS 3 HR/MO, NONE DURING TRADING. NON-PROFIT. 2. BANGOR HUMANE SOCIETY. BANGOR, ME. STARTED 06/2011 AS BOARD MEMBER. SPENDS 3 HR/MO, 3 HR/MO DURING TRADING. NON-PROFIT. 3. BLOOMER RUSSELL BEAUPAIN, 175 STATE STREET, BANGOR, ME. BEGAN 7/11/2014 AS ATTORNEY. NOT INVESTMENT RELATED. DEVOTES 40 HOURS/WEEK, 20 HOURS DURING TRADING. 4. THE GEORGE AND SARA STERN FOUNDATION, 79 SUMMER STREET, HAMPDEN, ME 04444 ; BEGAN 09/28/2014 ; AS BOARD MEMBER ; NOT INVESTMENT RELATED ; DEVOTES 16 HRS/YR ; NONE DURING TRADING HOURS ; NON-PROFIT. 5. Independent insurance agent, 16 SUNSET AVE, HAMPDEN, ME, 9/2015 for various independent insurance companies. INV REL - 5/MO - 3/TRADING. 6. B&R REALTY LLC, 326 STATE ST, BANGOR, ME, 10/26/2016 COMMERCIAL REAL ESTATE DEVELOPMENT, LEASING SALES, NIR - 1/MO - .5/TRADING. 7. BFT INTERNATIONAL LLC, 8205 NATURES WAY STE 219, LAKEWOOD, FL, 3/2005 AS CONSULTANT ON INTERNATIONAL AND DOMESTIC AIR SERVICE. NIR - 5/YR - 0/TRADING. 8. ORRINGTON ROD & GUN CLUB, Orrington ME 04474, 09/2021, Board member of local social non-profit, Recreational and competitive firearms range, NIR, 5 HR/MO - 0 HR/MO 9. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 10. BANGOR HUMANE SOCIETY / 693 Mt. Hope Avenue, Bangor ME 04444 / 09/01/2022 / NIR / OVERSEE GOVERNANCE COMMITTEE / 3 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Pratt Russell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 16 Sunset Avenue, Hampden, ME 04444RIA
CRD#: 134139
HAMPDEN, ME
Current
March 25, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
HAMPDEN, ME
Past
March 25, 2014 - March 26, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
FAIRFIELD, IA
Past
April 19, 2012 - March 28, 2014
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BANGOR, ME
Past
April 18, 2012 - March 28, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BANGOR, ME
Past
September 20, 2011 - February 7, 2012
PEOPLE'S SECURITIES, INC.
RIA
CRD#: 13704
BANGOR, ME
Past
September 19, 2011 - February 7, 2012
PEOPLE'S SECURITIES, INC.
BD
CRD#: 13704
BANGOR, ME
Past
May 8, 2009 - October 28, 2009
CHITTENDEN SECURITIES, LLC.
RIA
CRD#: 45190
BANGOR, ME
Past
May 8, 2009 - October 28, 2009
CHITTENDEN SECURITIES, LLC.
BD
CRD#: 45190
BANGOR, ME
Past
July 3, 2008 - June 12, 2009
BOLTON SECURITIES CORPORATION
RIA
CRD#: 129376
BOLTON, MA
Past
October 17, 2006 - April 9, 2009
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
FALMOUTH, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maine(3/28/2014)
IAR
Maine(3/28/2014)
RR
Massachusetts(11/20/2014)
RR
New Hampshire(11/19/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Hampden, ME 04444TRUST BUT VERIFY
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