CM
Craig E. Miller
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Newark, NJ 07102
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CRD#: 5231506
CM
Professional summary
Craig Erwin Miller, AIF®, who also goes by Craig E Miller, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2007. Craig has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Craig E Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Craig Erwin Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 28, 2025 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102BD
CRD#: 18353
Newark, NJ
Past
July 7, 2021 - April 29, 2025
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
St. Petersburg, FL
Past
June 26, 2018 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
BD
CRD#: 13594
ST. PETERSBURG, FL
Past
June 22, 2018 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
ST. PETERSBURG, FL
Past
October 3, 2016 - May 30, 2018
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Past
June 28, 2016 - September 14, 2016
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
BD
CRD#: 13594
ST. PETERSBURG, FL
Past
July 26, 2007 - September 13, 2016
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
ST. PETERSBURG, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/28/2025)
RR
Alaska(5/28/2025)
RR
Arizona(5/28/2025)
RR
Arkansas(5/28/2025)
RR
California(5/28/2025)
RR
Colorado(5/28/2025)
RR
Connecticut(5/28/2025)
RR
Delaware(5/28/2025)
RR
District of Columbia(5/28/2025)
RR
Florida(5/28/2025)
RR
Georgia(5/28/2025)
RR
Hawaii(5/28/2025)
RR
Idaho(5/28/2025)
RR
Illinois(5/28/2025)
RR
Indiana(5/28/2025)
RR
Iowa(5/28/2025)
RR
Kansas(5/28/2025)
RR
Kentucky(5/28/2025)
RR
Louisiana(5/28/2025)
RR
Maine(5/28/2025)
RR
Maryland(5/28/2025)
RR
Massachusetts(5/28/2025)
RR
Michigan(5/28/2025)
RR
Minnesota(5/28/2025)
RR
Mississippi(5/28/2025)
RR
Missouri(5/28/2025)
RR
Montana(5/28/2025)
RR
Nebraska(5/28/2025)
RR
Nevada(5/28/2025)
RR
New Hampshire(5/28/2025)
RR
New Jersey(5/28/2025)
RR
New Mexico(5/28/2025)
RR
New York(5/28/2025)
RR
North Carolina(5/28/2025)
RR
North Dakota(5/28/2025)
RR
Ohio(5/28/2025)
RR
Oklahoma(5/28/2025)
RR
Oregon(5/28/2025)
RR
Pennsylvania(5/28/2025)
RR
Rhode Island(5/28/2025)
RR
South Carolina(5/28/2025)
RR
South Dakota(5/28/2025)
RR
Tennessee(5/28/2025)
RR
Texas(5/28/2025)
RR
Utah(5/28/2025)
RR
Vermont(5/28/2025)
RR
Virginia(5/28/2025)
RR
Washington(5/28/2025)
RR
West Virginia(5/28/2025)
RR
Wisconsin(5/28/2025)
RR
Wyoming(5/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
PAMCO SECURITIES CORPORATION | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION
CRD#: 18353 / SEC#: , 8-36540
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
655 Broad Street 19th Floor, Newark, NJ 07102
Mailing Address
655 Broad Street 19th Floor, Newark, NJ 07102
Phone number
(973) 802-6000
Established
Delaware since 10/09/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
