Fernando Castaneda-corral
Professional summary
Fernando Castaneda-corral was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fernando is a previously registered financial advisor and started their career in finance in 2007. Prior to being barred, Fernando had worked at 3 firms, which includes BANORTE ASSET MANAGEMENT INC, BANORTE SECURITIES INTERNATIONAL LTD., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2009 - May 9, 2012
BANORTE ASSET MANAGEMENT INC
April 16, 2009 - May 4, 2012
BANORTE SECURITIES INTERNATIONAL, LTD.
February 23, 2007 - March 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2007 - March 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANORTE ASSET MANAGEMENT INC
CRD#: 108266 / SEC#: 801-57735
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
