CB
Christopher R. Best
CHAUNER SECURITIES
Northbrook, IL 60062-2735
Some features on this profile are disabled
CRD#: 5230933
CB
Professional summary
Christopher Ryan Best, who also goes by Chris Best, is a registered financial professional currently at CHAUNER SECURITIES, INC. located in Northbrook, Illinois.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Chris Best
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STERLING CAPITAL MANAGEMENT, LLC, Charlotte, NC. INVESTMENT RELATED. START DATE 10/2007; Registered Investment Advisor; RIA/DCIO & Client Strategist/Executive Director; Marketing mutual funds to 401K plans. 160 HOURS/MONTH ALL DURING SECURITY TRADING HOURS.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Ryan Best's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2024 - Present
CHAUNER SECURITIES, INC.
Office #1: 666 Dundee Road, Suite 903, Northbrook, IL 60062-2735BD
CRD#: 10075
Northbrook, IL
Past
January 19, 2012 - January 2, 2024
STERLING CAPITAL MANAGEMENT LLC
RIA
CRD#: 135405
RALEIGH, NC
Past
February 17, 2010 - January 5, 2024
STERLING CAPITAL DISTRIBUTORS, LLC
BD
CRD#: 103934
RALEIGH, NC
Past
January 16, 2009 - October 27, 2010
BB&T ASSET MANAGEMENT, INC.
RIA
CRD#: 108443
RALEIGH, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2024)
RR
Alaska(8/13/2024)
RR
Arizona(8/13/2024)
RR
Arkansas(8/13/2024)
RR
California(8/13/2024)
RR
Colorado(8/13/2024)
RR
Connecticut(8/13/2024)
RR
Delaware(8/13/2024)
RR
District of Columbia(8/13/2024)
RR
Florida(8/13/2024)
RR
Georgia(8/13/2024)
RR
Hawaii(8/22/2024)
RR
Idaho(8/13/2024)
RR
Illinois(8/13/2024)
RR
Indiana(8/13/2024)
RR
Iowa(8/13/2024)
RR
Kansas(8/13/2024)
RR
Kentucky(8/13/2024)
RR
Louisiana(8/13/2024)
RR
Maine(8/13/2024)
RR
Maryland(8/13/2024)
RR
Massachusetts(8/13/2024)
RR
Michigan(8/13/2024)
RR
Minnesota(8/13/2024)
RR
Mississippi(8/13/2024)
RR
Missouri(8/13/2024)
RR
Montana(8/13/2024)
RR
Nebraska(8/13/2024)
RR
Nevada(8/13/2024)
RR
New Hampshire(8/13/2024)
RR
New Jersey(8/13/2024)
RR
New Mexico(8/13/2024)
RR
New York(8/13/2024)
RR
North Carolina(8/13/2024)
RR
North Dakota(8/13/2024)
RR
Ohio(8/13/2024)
RR
Oklahoma(8/13/2024)
RR
Oregon(8/13/2024)
RR
Pennsylvania(8/13/2024)
RR
Rhode Island(8/13/2024)
RR
South Carolina(8/13/2024)
RR
South Dakota(8/13/2024)
RR
Tennessee(8/13/2024)
RR
Texas(8/13/2024)
RR
Utah(8/13/2024)
RR
Vermont(8/13/2024)
RR
Virginia(8/13/2024)
RR
Washington(8/13/2024)
RR
West Virginia(8/13/2024)
RR
Wisconsin(8/13/2024)
RR
Wyoming(8/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/18/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CHAUNER SECURITIES, INC.
CHAUNER & COTTER, INC. | CHAUNER, GRAVER & ASSOCIATES, INC. | CHAUNER, COTTER & GRAVER, INC. | CHAUNER SECURITIES, INC.
CRD#: 10075 / SEC#: , 8-33980
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
Mailing Address
666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
Phone number
(847) 509-8880
Established
Illinois since 04/10/1985
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
