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JM

Jennifer M. Moore

ICON WEALTH PARTNERS
Houston, TX 77056
Some features on this profile are disabled
CRD#: 5230602
JM

Professional summary

Jennifer Marie Moore, who also goes by Jennifer M Moore, Jennifer Marie Moore, Jennifer Moore, is a registered financial advisor currently at ICON WEALTH PARTNERS located in Houston, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Houston, Texas.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jennifer has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer M Moore | Jennifer Marie Moore | Jennifer Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Marie Moore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 2, 2022 - Present

ICON WEALTH PARTNERS

Office #1: 1980 Post Oak Boulevard Suite 1300, Houston, TX 77056
RIA
CRD#: 319609
Houston, TX
Current

September 29, 2016 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1980 Post Oak Blvd. Suite 1300, Houston, TX 77056
BD
CRD#: 35747
Houston, TX
Past

September 21, 2017 - August 1, 2022

ICON WEALTH PARTNERS, LLC

RIA
CRD#: 283098
HOUSTON, TX
Past

June 6, 2014 - August 29, 2016

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

June 6, 2014 - August 29, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HOUSTON, TX
Past

October 11, 2011 - June 4, 2014

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
HOUSTON, TX
Past

December 21, 2006 - June 2, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
ICON WEALTH PARTNERS
ICON WEALTH ADVISORS, LLC | ICON WEALTH PARTNERS

CRD#: 319609 / SEC#: 801-125893

RIA
Registered Investment Advisory firm - (6/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/29/2016)
IAR
Texas
(8/2/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/10/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/27/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IW
ICON WEALTH PARTNERS
ICON WEALTH ADVISORS, LLC | ICON WEALTH PARTNERS

CRD#: 319609 / SEC#: 801-125893

RIA
Registered Investment Advisory firm - (6/21/2022 Approved)
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Contact information

Main Address
1980 Post Oak Boulevard Suite 1300, Houston, TX 77056
Mailing Address
1980 Post Oak Boulevard Suite 1300, Houston, TX 77056
Phone number
(713) 904-5020
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ICON WEALTH ADVISORS, LLC (1/29/2026)

Regulatory assets under management

Total Number of Accounts4,238
AUM (Assets Under Management)$ 2,254,300,468

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICON WEALTH PARTNERS

CRD#: 319609Houston, TX 77056

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