Jeffrey K. Ringdahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Karl Ringdahl, who also goes by Jeff Ringdahl, Jeffrey K Ringdahl, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2007. Jeffrey had worked at 4 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2017 - May 28, 2024
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
December 20, 2016 - November 16, 2017
FORESIDE FUND SERVICES, LLC
March 16, 2010 - December 1, 2014
FORESIDE FUND SERVICES, LLC
March 14, 2007 - January 28, 2010
TOUCHSTONE SECURITIES, INC.
January 1, 2007 - March 15, 2007
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD#: 287788 / SEC#: , 8-69912
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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