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BL

Bilal S. Little

ALPS DISTRIBUTORS
New York, NY 10022
CRD#: 5229266
Some features on this profile are disabled
BL
Bilal S LittleALPS DISTRIBUTORS

Professional summary

Bilal S Little, who also goes by Bilal Sherief Little, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.

Bilal is registered as a RR (Registered Representative) and started their career in finance in 2006. Bilal has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Bilal Sherief Little

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bilal S Little's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 535 Madison Avenue 37th Floor, New York, NY 10022
BD
CRD#: 16853
New York, NY
Past

February 10, 2025 - May 19, 2026

ARCHIPELAGO SECURITIES L.L.C.

BD
CRD#: 102500
New York, NY
Past

April 28, 2023 - November 7, 2024

HARBOR CAPITAL ADVISORS, INC.

RIA
CRD#: 113042
Miami, FL
Past

April 28, 2023 - November 7, 2024

HARBOR FUNDS DISTRIBUTORS, INC.

BD
CRD#: 113506
CHICAGO, IL
Past

March 8, 2022 - July 20, 2022

EAGLEBROOK ADVISORS

RIA
CRD#: 304438
MIAMI, FL
Past

October 6, 2015 - February 10, 2022

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
Miami, FL
Past

October 6, 2015 - February 10, 2022

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
MIAMI, FL
Past

September 28, 2012 - October 6, 2015

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
LOS ANGELES, CA
Past

September 2, 2008 - October 6, 2015

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY
Past

November 17, 2006 - September 2, 2008

NEUBERGER BERMAN MANAGEMENT LLC

BD
CRD#: 5493
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/24/2026)
RR
Alaska
(6/24/2026)
RR
Arizona
(6/24/2026)
RR
Arkansas
(6/24/2026)
RR
California
(6/24/2026)
RR
Colorado
(6/24/2026)
RR
Connecticut
(6/24/2026)
RR
Delaware
(6/24/2026)
RR
District of Columbia
(6/24/2026)
RR
Florida
(6/24/2026)
RR
Georgia
(6/24/2026)
RR
Hawaii
(6/24/2026)
RR
Idaho
(6/24/2026)
RR
Illinois
(6/24/2026)
RR
Indiana
(6/24/2026)
RR
Iowa
(6/24/2026)
RR
Kansas
(6/24/2026)
RR
Kentucky
(6/24/2026)
RR
Louisiana
(6/24/2026)
RR
Maine
(6/24/2026)
RR
Maryland
(6/24/2026)
RR
Massachusetts
(6/24/2026)
RR
Michigan
(6/24/2026)
RR
Minnesota
(6/24/2026)
RR
Mississippi
(6/24/2026)
RR
Missouri
(6/24/2026)
RR
Montana
(6/24/2026)
RR
Nebraska
(6/24/2026)
RR
Nevada
(6/24/2026)
RR
New Hampshire
(6/24/2026)
RR
New Jersey
(6/24/2026)
RR
New Mexico
(6/24/2026)
RR
New York
(6/24/2026)
RR
North Carolina
(6/24/2026)
RR
North Dakota
(6/24/2026)
RR
Ohio
(6/25/2026)
RR
Oklahoma
(6/24/2026)
RR
Oregon
(6/24/2026)
RR
Pennsylvania
(6/24/2026)
RR
Rhode Island
(6/24/2026)
RR
South Carolina
(6/24/2026)
RR
South Dakota
(6/24/2026)
RR
Tennessee
(6/24/2026)
RR
Texas
(6/24/2026)
RR
Utah
(6/24/2026)
RR
Vermont
(6/24/2026)
RR
Virginia
(6/24/2026)
RR
Washington
(6/24/2026)
RR
West Virginia
(6/24/2026)
RR
Wisconsin
(6/24/2026)
RR
Wyoming
(6/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/12/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/16/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AD
ALPS DISTRIBUTORS, INC.
ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Loading...

Contact information

Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 07/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPS DISTRIBUTORS, INC.

CRD#: 16853New York, NY 10022

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