Ahlam F. Haleem Utroska
Professional summary
Ahlam Fouad Haleem Utroska, who also goes by Ahlam F Haleem, Ally Haleem, Ahlam Haleem Utroska, is a registered financial professional currently at CBOE TRADING, INC. located in Overland Park, Kansas.
Ahlam is registered as a RR (Registered Representative) and started their career in finance in 2006. Ahlam has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ahlam Fouad Haleem Utroska's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2021 - Present
CBOE TRADING, INC.
Office #1: 6800 West 115th Street Suite 260, Overland Park, KS 66211November 25, 2020 - February 2, 2021
E*TRADE SECURITIES LLC
December 6, 2006 - June 6, 2019
ARCHIPELAGO TRADING SERVICES, INC.
December 6, 2006 - June 6, 2019
ARCHIPELAGO SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/15/2007
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CBOE TRADING, INC.
CRD#: 136734 / SEC#: , 8-67043
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CBOE SERVICES COMPANY | OWNER | |
| CHMIELEWSKI, COLE MICHAEL | PRESIDENT | 5740206 |
| GOODMAN, SYDNEY LINDEN | FINOP | 7092589 |
| ISAACSON, CHRISTOPHER ANDREW | DIRECTOR | 5015729 |
| SEXTON, JOHN PATRICK | SECRETARY | 7152089 |
| UPP, WILLIAM BRYAN | CHIEF COMPLIANCE OFFICER | 2976682 |
| WILKINSON, ALLEN LLOYD | VICE PRESIDENT | 7432624 |
| YEAZEL, TROY CHARLES | DIRECTOR | 5492474 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CBOE TRADING, INC.
CRD#: 136734Overland Park, KS 66211TRUST BUT VERIFY
Monitor Ahlam Haleem Utroska
Get automatic monthly alerts on:
