Max Verline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max Verline was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 2006. Max had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2012 - December 5, 2012
TORINO CAPITAL LLC
January 29, 2010 - February 22, 2011
CITIGROUP GLOBAL MARKETS INC.
October 21, 2008 - May 13, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
October 25, 2006 - December 14, 2006
TAFFERER TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TORINO CAPITAL LLC
CRD#: 157525 / SEC#: , 8-68855
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
