Carolyn A. Nold
Professional summary
Carolyn A Nold is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in San Ramon, California.
Carolyn is registered as a RR (Registered Representative) and started their career in finance in 2017. Carolyn has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carolyn A Nold's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 2700 Camino Ramon Suite 250, San Ramon, CA 94583April 25, 2018 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
November 16, 2017 - March 13, 2018
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2021)
(7/7/2021)
(1/7/2022)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064San Ramon, CA 94583TRUST BUT VERIFY
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