Matthew P. Sands
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew P Sands was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2017 - September 7, 2023
HERITAGE WEALTH PARTNERS, LLC
November 14, 2017 - December 13, 2021
PRIVATE CLIENT SERVICES, LLC
January 5, 2013 - November 15, 2017
LPL FINANCIAL LLC
January 4, 2013 - November 15, 2017
LPL FINANCIAL LLC
April 18, 2011 - January 11, 2013
EQUITABLE ADVISORS, LLC
December 16, 2010 - January 11, 2013
EQUITABLE ADVISORS, LLC
August 29, 2008 - December 17, 2010
THE O.N. EQUITY SALES COMPANY
January 8, 2007 - September 4, 2008
PRINCIPAL SECURITIES, INC.
October 5, 2006 - September 4, 2008
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HERITAGE WEALTH PARTNERS, LLC
CRD#: 290276 / SEC#: 801-122695
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,372 |
| AUM (Assets Under Management) | $ 176,277,415 |
Red Flags
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