Daniel W. Peters

PRISM PLANNING PARTNERS

Libertyville, IL 60048

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CRD#: 5224241

Professional summary

Daniel William Peters, CFP®, who also goes by Daniel William Peters Mr, is a registered financial advisor currently at PRISM PLANNING PARTNERS located in Libertyville, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel William Peters Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel William Peters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 1, 2018 - Present

PRISM PLANNING PARTNERS

Office #1: 321 S. Milwaukee Avenue, Libertyville, IL 60048

RIA

CRD#: 290485

Libertyville, IL

Past

November 4, 2017 - August 2, 2018

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 287906

DEERFIELD, IL

Past

November 2, 2017 - July 31, 2018

TRIAD ADVISORS LLC

CRD#: 25803

Deerfield, IL

Past

December 7, 2006 - November 2, 2017

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Deerfield, IL

Past

October 25, 2006 - November 2, 2017

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Deerfield, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRISM PLANNING PARTNERS

PRISM PLANNING PARTNERS | PRISM PLANNING PARTNERS, LLC

CRD#: 290485 / SEC#: 801-123514

RIA

Registered Investment Advisory firm - (3/24/2022 Approved)

Illinois

Registered Investment Advisory firm - (3/28/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (4/14/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2006

General Securities Representative Examination

Current Firm

PRISM PLANNING PARTNERS

PRISM PLANNING PARTNERS | PRISM PLANNING PARTNERS, LLC

CRD#: 290485 / SEC#: 801-123514

RIA

Registered Investment Advisory firm - (3/24/2022 Approved)

Illinois

Registered Investment Advisory firm - (3/28/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (4/14/2020 Terminated)

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Contact information

Main Address

321 S. Milwaukee Avenue, Libertyville, IL 60048

Mailing Address

Phone number

(847) 250-9870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRISM PLANNING PARTNERS FORM ADV PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	382
AUM (Assets Under Management)	$ 191,355,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel W. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel William Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALERA INVESTMENT ADVISORS, LLC

TRIAD ADVISORS LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PRISM PLANNING PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2006

SIE

Date: 7/31/2018

Series 7

Date: 10/24/2006

Current Firm

PRISM PLANNING PARTNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRISM PLANNING PARTNERS

TRUST BUT VERIFY

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