SB
Stacy A. Bazylinski
CETERA INVESTMENT ADVISERS LLC
DANVERS, MA 01923
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CRD#: 5222512
SB
Professional summary
Stacy Ann Bazylinski, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Danvers, Massachusetts and CETERA WEALTH SERVICES, LLC located in Danvers, Massachusetts.
Stacy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Stacy has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2006 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOWER GROUP WEALTH ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2022 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND OFFICE MANAGEMENT 3. NAME OF OTHER BUSINESS: LYNDA J TALBOT MEMORIAL FUND INVESTMENT RELATED: NO ADDRESS: 39 PCKERING ST DANVERS MA NATURE OF BUSINESS: NON PROFIT START DATE: 10/2009 POSITION/TITLE/RELATIONSHIP: PROMOTE / ORGANIZE APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PROMOTE AND ORGANIZE 5K ROAD RACE IN MEMORY OF MOTHER; 4. NAME OF OTHER BUSINESS: PILLSBURY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 120 ASH ST, DANVERS, MA 01923; NATURE OF BUSINESS: BOARD; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, REVIEW AND VOTE ON WHO RECEIVES DISTRIBUTIONS FROM THE FOUNDATION; 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONDO RENTAL; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: CONDO OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIST ARUBA CONDO FOR RENT THROUGH VRBO & WORK WITH MANAGEMENT COMPANY TO MAINTAIN AND RENT PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view Stacy Ann Bazylinski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 222 Rosewood Dr, Danvers, MA 01923RIA
CRD#: 105644
DANVERS, MA
Current
September 21, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 222 Rosewood Dr, Danvers, MA 01923BD
CRD#: 13572
Danvers, MA
Past
September 21, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
November 23, 2016 - March 7, 2022
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
RIA
CRD#: 283004
ANDOVER, MA
Past
July 21, 2014 - December 8, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ANDOVER, MA
Past
May 30, 2014 - March 16, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ANDOVER, MA
Past
November 14, 2012 - June 12, 2014
RPG FAMILY WEALTH ADVISORY, LLC
RIA
CRD#: 158528
BURLINGTON, MA
Past
October 15, 2012 - May 30, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BURLINGTON, MA
Past
June 1, 2009 - October 25, 2012
MORGAN STANLEY
BD
CRD#: 149777
DANVERS, MA
Past
December 8, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DANVERS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/21/2022)
RR
California(4/5/2024)
RR
Colorado(10/11/2022)
RR
Florida(9/21/2022)
RR
Kentucky(9/21/2022)
RR
Massachusetts(9/21/2022)
IAR
Massachusetts(6/29/2023)
RR
New Hampshire(9/21/2022)
RR
New York(9/21/2022)
RR
North Carolina(9/21/2022)
RR
Rhode Island(9/21/2022)
RR
South Carolina(9/21/2022)
RR
Texas(9/21/2022)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Danvers, MA 01923TRUST BUT VERIFY
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