TC
Travis E. Cook
CONVERGENCE FINANCIAL
Columbia, MO 65203
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CRD#: 5222336
TC
Professional summary
Travis Earl Cook, CFP®, who also goes by Travis Cook, is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Columbia, Missouri.
Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Travis has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Travis Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/25/2016: Good Life Insurance Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/21/2016 - 20 Hours Per Month/1 Hour During Securities Trading - Time Spent 5% - Life, Health, Disability, LTC, Fixed, Medicare Supplements and Final Expense. 2. 7/25/2016: Convergence Financial LLC - Investment Related - At Reported Business Location(s) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%; 04/06/2022 - Convergence Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Adviser - Start Date - 07/01/2019 - 10 Hours Per Month/ 10 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, LLC, an independent investment adviser firm. I started this business activity in 4/2022. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3. Convergence Wealth d/b/a for Convergence Financial Registered Investment Adviser - Financial Professional. 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 4. 10/15/2020 - Convergence Companies - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 8/1/2020 - 5 Hours Per Month/5 Hours During Securities. 5. 1/19/2021 - Guy Cook Properties, LLC - Investment Related - Columbia, MO 65203 - Real Estate Rental - Member - Started 07/28/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 05/05/2022 - The Cook Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/12/2015 - 5 Hours Per Month/0 Hours During Securities Trading - Pass through account for business tax purposes. 7. 05/05/2022 - Convergence Accounting - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Founder - Start Date: 12/11/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 8. 05/05/2022 - Convergence Companies, LLC - Not Investment Related - At Reported Business Location(s) - Other-umbrella company - CEO - Start Date: 11/25/2020 - 10 Hours Per Month/10 Hours During Securities Trading - Responsible for company operations. 9. 05/17/2022 - Convergence Lending, LLC - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Start Date: 10/29/2020 - 5 Hours Per Month/5 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Travis Earl Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
June 5, 2019 - Present
CONVERGENCE FINANCIAL
Office #1: 3919 S. Providence Road, Columbia, MO 65203RIA
CRD#: 304146
Columbia, MO
Past
November 21, 2017 - December 31, 2019
GOOD LIFE ADVISORS, LLC
RIA
CRD#: 171898
Columbia, MO
Past
July 25, 2016 - March 13, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
COLUMBIA, MO
Past
January 19, 2007 - August 9, 2016
WADDELL & REED
RIA
CRD#: 866
COLUMBIA, MO
Past
November 30, 2006 - August 9, 2016
WADDELL & REED
BD
CRD#: 866
COLUMBIA, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(6/5/2019)
IAR
Texas(1/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
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Contact information
Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,609 |
| AUM (Assets Under Management) | $ 703,445,900 |
Red Flags
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Company Information
CONVERGENCE FINANCIAL
CRD#: 304146Columbia, MO 65203TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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