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AR

Andres E Roodveldt

ENSIGN ADVISORY PARTNERS
GILBERT, AZ
·CRD# 5222159·20 years experience

Professional Summary

Andres E Roodveldt, who also goes by Andres Roodveldt, Andrew Roodveldt, is a registered financial advisor currently at ENSIGN ADVISORY PARTNERS LLC located in Gilbert, Arizona. Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Andres has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andres Roodveldt, Andrew Roodveldt

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

ENSIGN ADVISORY PARTNERS LLC·CRD# 325650
RIA
161 E. Rivulon Blvd Suite 210, Gilbert, AZ 85297
March 24, 2026 - Present
ZENITH WEALTH ADVISORS·CRD# 318330
RIA
Scottsdale, AZ
March 3, 2022 - January 23, 2026
BOK FINANCIAL PRIVATE WEALTH, INC.·CRD# 106733
RIA
Denver, CO
June 28, 2019 - October 29, 2019
COBIZ WEALTH·CRD# 125910
RIA
Phoenix, AZ
June 18, 2018 - October 29, 2019
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Phoenix, AZ
February 1, 2010 - April 19, 2010
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Phoenix, AZ
January 25, 2010 - April 19, 2010
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Berkeley, CA
October 23, 2007 - July 14, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Berkeley, CA
August 10, 2007 - July 14, 2008
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
San Francisco, CA
November 10, 2006 - July 18, 2007

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Current Firm

EA
ENSIGN ADVISORY PARTNERS LLC

ENSIGN ADVISORY PARTNERS | ENSIGN ADVISORY PARTNERS LLC

CRD#: 325650 / SEC#: 801-136024
RIA
Registered Investment Advisory firm - SEC (5/7/2026 Approved)
Arizona
Registered Investment Advisory firm - Arizona (6/9/2026 Terminated)
California
Registered Investment Advisory firm - California (7/9/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/9/2026 Terminated)
Utah
Registered Investment Advisory firm - Utah (6/11/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

161 E. Rivulon Blvd Suite 210, Gilbert, AZ 85297

Phone Number

(480) 626-5855

# of Employees

3

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- ENSIGN ADVISORY PARTNERS (8/14/2026)

Regulatory Assets Under Management

Total Number of Accounts

697

AUM (Assets Under Management)

$101,016,323

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ENSIGN ADVISORY PARTNERS LLC

ENSIGN ADVISORY PARTNERS | ENSIGN ADVISORY PARTNERS LLC

CRD#: 325650 / SEC#: 801-136024
RIA
Registered Investment Advisory firm - SEC (5/7/2026 Approved)
Arizona
Registered Investment Advisory firm - Arizona (6/9/2026 Terminated)
California
Registered Investment Advisory firm - California (7/9/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/9/2026 Terminated)
Utah
Registered Investment Advisory firm - Utah (6/11/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(3/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2022About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2006About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Andres E Roodveldt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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