SR
Shari B. Rash
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Mt Pleasant, SC 29466
Some features on this profile are disabled
CRD#: 5221771
SR
Professional summary
Shari Beth Rash, who also goes by Shari Beth Jack, Shari Jack Rash, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Mt Pleasant, South Carolina and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Vienna, Virginia.
Shari is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Shari has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shari Beth Jack | Shari Jack Rash
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.GWA WEALTH, 2704 Fountainhead Way, Mt Pleasant SC 29466, 10/2019, Investment Advisor Representative, DBA Name, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/09/19. 3.GREENWAY WEALTH ADVISORY, 9522 LEEMAY STREET, VIENNA, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, FOUNDER, 07/01/20, INV REL, 1/WK- 1/TRADING 4.GREENWAY WEALTH ADVISORY, LLC, 9522 LEEMAY ST, VIENNA, VA ONLINE FINANCIAL COURSE, FOUNDER,CREATOR, 06/01/21, NIR 5 HR/WK- 3/TRADING HR, 5.GREENWAY WEALTH ADVISORY, 9522 LEEMAY ST, VIENNA, VA, MEMBER LLC, 10/18/19, INV REL, 20 HR/WK- 20/TRADING HR. 6.GREENWAY WEALTH ADVISORY, LLC 9522 LEEMAY STREET, VIENNA VA, AUTHOR, 06/01/21, INV REL, FOUNDER 10 HR/MO- 5/TRADING HR. 7.CARIO MIDDLE SCHOOL PTSO TREASURER, 3500 Thomas Cario Blvd, Mount Pleasant SC 29466, United States, 10/17/2022, Treasurer, Volunteer, INV REL, 10 HR/MO - 4 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Shari Beth Rash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3003 Dunes W Blvd., Mt Pleasant, SC 29466Office #3: 1934 Old Gallows Road Suite 350, Tysons Corner, VA 22182RIA
CRD#: 134139
Mt Pleasant, SC
Current
October 8, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1934 Old Gallows Rd. Suite 350, Vienna, VA 22182Office #2: 3003 Dunes W Blve., Mt Pleasant, SC 29466BD
CRD#: 39543
Vienna, VA
Past
January 8, 2019 - October 3, 2019
ORION PORTFOLIO SOLUTIONS, LLC
RIA
CRD#: 125446
Vienna, VA
Past
November 12, 2015 - December 31, 2018
ORION PORTFOLIO SOLUTIONS, LLC
RIA
CRD#: 107975
BEL AIR, MD
Past
May 14, 2014 - October 4, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
January 29, 2008 - November 7, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
August 20, 2007 - December 21, 2007
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/22/2020)
RR
Delaware(10/8/2019)
RR
District of Columbia(5/8/2020)
RR
Florida(10/8/2019)
RR
Georgia(4/22/2020)
RR
Maryland(10/8/2019)
RR
Massachusetts(4/22/2020)
RR
Michigan(4/22/2020)
RR
New Jersey(10/8/2019)
RR
New York(2/24/2020)
RR
Pennsylvania(10/8/2019)
RR
South Carolina(4/22/2020)
IAR
South Carolina(7/6/2022)
RR
Texas(4/22/2020)
IAR
Texas(4/22/2020)
RR
Virginia(10/8/2019)
IAR
Virginia(1/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
