TK
Tyler G. Kyle
BMO CAPITAL MARKETS
New York, NY 10036
Some features on this profile are disabled
CRD#: 5221444
TK
Professional summary
Tyler Gebert Kyle, CFA, who also goes by Tyler Kyle, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York and CLEARPOOL EXECUTION SERVICES, LLC located in New York, New York.
Tyler is registered as a RR (Registered Representative) and started their career in finance in 2007. Tyler has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tyler Kyle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tyler Gebert Kyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 21, 2010 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036BD
CRD#: 16686
New York, NY
Current
May 17, 2024 - Present
CLEARPOOL EXECUTION SERVICES, LLC
Office #1: 17 State Street 38th Floor, New York, NY, 10004Office #2: 151 West 42nd Street, New York, NY 10036BD
CRD#: 168490
New York, NY
Past
September 22, 2008 - July 2, 2010
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
August 30, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2017)
RR
Alaska(8/8/2017)
RR
Arizona(8/8/2017)
RR
Arkansas(8/8/2017)
RR
California(1/7/2015)
RR
Colorado(8/8/2017)
RR
Connecticut(7/22/2010)
RR
Delaware(8/8/2017)
RR
District of Columbia(8/8/2017)
RR
Florida(8/8/2017)
RR
Georgia(8/8/2017)
RR
Hawaii(8/8/2017)
RR
Idaho(8/8/2017)
RR
Illinois(8/8/2017)
RR
Indiana(8/8/2017)
RR
Iowa(8/8/2017)
RR
Kansas(8/8/2017)
RR
Kentucky(8/8/2017)
RR
Louisiana(8/8/2017)
RR
Maine(8/8/2017)
RR
Maryland(8/8/2017)
RR
Massachusetts(8/8/2017)
RR
Michigan(8/8/2017)
RR
Minnesota(8/8/2017)
RR
Mississippi(8/8/2017)
RR
Missouri(8/8/2017)
RR
Montana(8/8/2017)
RR
Nebraska(8/8/2017)
RR
Nevada(8/8/2017)
RR
New Hampshire(8/8/2017)
RR
New Jersey(7/22/2010)
RR
New Mexico(8/8/2017)
RR
New York(7/21/2010)
RR
North Carolina(8/8/2017)
RR
North Dakota(8/8/2017)
RR
Ohio(8/8/2017)
RR
Oklahoma(8/8/2017)
RR
Oregon(8/8/2017)
RR
Pennsylvania(8/8/2017)
RR
Puerto Rico(8/8/2017)
RR
Rhode Island(8/8/2017)
RR
South Carolina(8/8/2017)
RR
South Dakota(8/8/2017)
RR
Tennessee(8/8/2017)
RR
Texas(8/8/2017)
RR
Utah(8/8/2017)
RR
Vermont(8/8/2017)
RR
Virgin Islands(1/8/2020)
RR
Virginia(8/8/2017)
RR
Washington(8/8/2017)
RR
West Virginia(8/8/2017)
RR
Wisconsin(8/8/2017)
RR
Wyoming(8/8/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 5/28/2024
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CE
CLEARPOOL EXECUTION SERVICES, LLC
CLEARPOOL EXECUTION SERVICES, LLC
CRD#: 168490 / SEC#: , 8-69313
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
17 State Street 38th Floor, New York, NY, 10004
Mailing Address
17 State Street 38th Floor, New York, NY, 10004
Phone number
(212) 531-8500
Established
New York since 05/07/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
