Cynthia S. Rzomp
Professional summary
Cynthia Suen-wah Rzomp, who also goes by Cynthia Fong, is a registered financial professional currently at BLACKROCK INVESTMENTS, LLC located in Washington Dc, District Of Columbia.
Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2006. Cynthia has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cynthia Suen-wah Rzomp's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2017 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 1401 New York Avenue N.w. 3rd Floor, Washington Dc, DC 20005June 22, 2011 - April 25, 2017
SANFORD C. BERNSTEIN & CO., LLC
October 6, 2010 - March 10, 2011
RBC CAPITAL MARKETS, LLC
February 6, 2008 - June 8, 2010
SANFORD C. BERNSTEIN & CO., LLC
October 19, 2006 - May 30, 2007
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/5/2023
Operations Professional ExaminationFINRA
Current Firm
BLACKROCK INVESTMENTS, LLC
CRD#: 38642 / SEC#: , 8-48436
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | MANAGER | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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