Steven T. Lowry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Thomas Lowry was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2007. Steven had worked at 9 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2021 - October 3, 2022
MTS SECURITIES, LLC
December 11, 2019 - October 1, 2020
CITIZENS JMP SECURITIES, LLC
October 24, 2017 - September 20, 2019
RAYMOND JAMES & ASSOCIATES, INC.
January 19, 2016 - October 19, 2017
WEDBUSH SECURITIES INC.
October 14, 2014 - August 13, 2015
JEFFERIES LLC
October 7, 2013 - October 2, 2014
KEYBANC CAPITAL MARKETS INC.
September 20, 2011 - February 27, 2012
CATO CAPITAL, LLC
March 8, 2010 - March 31, 2010
CASSANDRA TRADING GROUP, LLC
January 12, 2007 - January 16, 2008
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MTS SECURITIES, LLC
CRD#: 104059 / SEC#: , 8-52515
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
