Christine M. Briganti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Marie Briganti, who also goes by Christine Marie Briganti, Christine Briganti Green, Christine Green, Christine Marie Russell, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2006. Christine had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2019 - August 20, 2020
CUNA BROKERAGE SERVICES, INC.
August 20, 2019 - August 20, 2020
CUNA BROKERAGE SERVICES, INC.
August 19, 2015 - June 13, 2019
CAPITAL ONE ADVISORS, LLC
August 14, 2015 - June 13, 2019
CAPITAL ONE INVESTING, LLC
September 10, 2014 - August 13, 2015
MML INVESTORS SERVICES, LLC
September 8, 2014 - August 13, 2015
MML INVESTORS SERVICES, LLC
November 19, 2013 - September 4, 2014
PARK AVENUE SECURITIES LLC
November 11, 2013 - September 4, 2014
PARK AVENUE SECURITIES LLC
January 8, 2013 - July 23, 2013
CETERA INVESTMENT SERVICES LLC
January 2, 2013 - July 23, 2013
CETERA INVESTMENT SERVICES LLC
July 7, 2011 - December 10, 2012
CUSO FINANCIAL SERVICES, L.P.
July 6, 2011 - December 10, 2012
CUSO FINANCIAL SERVICES, L.P.
March 14, 2011 - July 13, 2011
MML INVESTORS SERVICES, LLC
March 1, 2011 - July 13, 2011
MML INVESTORS SERVICES, LLC
March 5, 2010 - February 3, 2011
J. W. COLE ADVISORS, INC.
February 11, 2010 - February 3, 2011
J.W. COLE FINANCIAL, INC.
January 18, 2008 - March 12, 2010
MSI FINANCIAL SERVICES, INC.
May 9, 2007 - January 17, 2008
MSI FINANCIAL SERVICES, INC.
October 18, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 18, 2006 - March 12, 2010
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
