EP
Edward G. Pope
RBC ROCHDALE
SAN FRANCISCO, CA 94105
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CRD#: 5219406
EP
Professional summary
Edward Gerard Pope is a registered financial advisor currently at RBC ROCHDALE, LLC located in San Francisco, California and CNR SECURITIES, LLC located in San Francisco, California.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Edward has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Gerard Pope's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2013 - Present
RBC ROCHDALE, LLC
Office #1: 455 Market Street, San Francisco, CA 94105RIA
CRD#: 117198
SAN FRANCISCO, CA
Current
February 8, 2013 - Present
CNR SECURITIES, LLC
Office #1: 455 Market Street 20th Floor, San Francisco, CA 94105BD
CRD#: 18466
SAN FRANCISCO, CA
Past
April 16, 2008 - March 19, 2012
FISHER INVESTMENTS
RIA
CRD#: 107342
PLANO, TX
Past
September 15, 2006 - January 22, 2008
FISHER INVESTMENTS
RIA
CRD#: 107342
PLANO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RR
RBC ROCHDALE, LLC
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | RBC ROCHDALE, LLC | RBC ROCHDALE | CITY NATIONAL ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - (6/20/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alaska(1/14/2014)
RR
Arizona(7/18/2016)
RR
Arkansas(1/26/2016)
IAR
California(1/4/2013)
RR
California(3/3/2015)
RR
Connecticut(1/22/2016)
RR
Hawaii(3/20/2015)
IAR
Hawaii(3/20/2024)
IAR
Idaho(1/14/2014)
RR
Indiana(9/1/2020)
RR
Louisiana(3/26/2019)
RR
Maryland(11/7/2017)
RR
Michigan(9/2/2020)
RR
Mississippi(7/23/2015)
RR
Missouri(4/10/2020)
IAR
Montana(10/24/2017)
IAR
Nevada(1/21/2014)
RR
New Hampshire(10/30/2015)
RR
New Jersey(6/22/2016)
RR
New Mexico(4/20/2021)
RR
North Carolina(4/13/2020)
RR
North Dakota(11/9/2017)
RR
Ohio(3/12/2015)
RR
Oklahoma(5/20/2016)
RR
Oregon(2/23/2015)
IAR
Oregon(3/1/2024)
RR
Pennsylvania(7/14/2015)
RR
Rhode Island(6/17/2019)
RR
South Carolina(8/16/2022)
IAR
Texas(1/17/2014)
RR
Utah(1/22/2016)
IAR
Washington(1/14/2014)
RR
Wisconsin(3/13/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RR
RBC ROCHDALE, LLC
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | RBC ROCHDALE, LLC | RBC ROCHDALE | CITY NATIONAL ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - (6/20/1986 Approved)PREMIUM
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Contact information
Main Address
400 Park Avenue 10th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 702-3500
Established
Firm type
Fiscal year end
# of Employees
269
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 42,671 |
| AUM (Assets Under Management) | $ 72,960,498,578 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2026 | ||
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RBC ROCHDALE, LLC
CRD#: 117198San Francisco, CA 94105TRUST BUT VERIFY
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